James Noone - Nov 18, 2021 Form 3 Insider Report for Finwise Bancorp (FINW)

Role: CCO AND EXECUTIVE VP
Signature: /s/ James F. Noone
Stock symbol: FINW
Transactions as of: Nov 18, 2021
Transactions value $: $0
Form type: 3
Date filed: 11/18/2021, 02:25 PM
Next filing: Nov 23, 2021
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	FINW	Common Stock, par value $0.001 per share						184K	Nov 18, 2021	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	FINW	Stock Option (right to buy)							Nov 18, 2021	Common Stock, par value $0.001 per share	24K	$2.37	Direct	F1
holding	FINW	Stock Option (right to buy)							Nov 18, 2021	Common Stock, par value $0.001 per share	45.8K	$3.64	Direct	F2
holding	FINW	Stock Option (right to buy)							Nov 18, 2021	Common Stock, par value $0.001 per share	60K	$4.50	Direct

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	50% of the option vests and becomes on February 5, 2022. 50% of the option vests and becomes exercisable on February 5, 2023.
F2	20% of the option vested and became exercisable immediately upon its grant on December 24, 2019. The remainder of the option vests and becomes exercisable in 2.1% increments on the fifth of each month beginning January 5, 2020 until it is fully vested and exercisable on February 5, 2023.