David Matter - 09 Jun 2022 Form 4 Insider Report for Great Elm Group, Inc. (GEG)

Role: Director
Signature: /s/ Adam M. Kleinman, attorney-in-fact
Issuer symbol: GEG
Transactions as of: 09 Jun 2022
Transactions value $: $74,353
Form type: 4
Filing time: 13 Jun 2022, 19:05:45 UTC
Previous filing: 27 May 2022
Next filing: 16 Jun 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	GEG	Common Stock	Award	$0	+17,074	+51.82%	$0	50,022	09 Jun 2022	Direct	F1
transaction	GEG	Common Stock	Award	$0	+17,074	+34.13%	$0	67,096	09 Jun 2022	Direct	F2
transaction	GEG	Common Stock	Purchase	$58,692	+24,499	+36.51%	$2.4	91,595	10 Jun 2022	Direct
transaction	GEG	Common Stock	Purchase	$15,661	+6,622	+7.23%	$2.36	98,217	13 Jun 2022	Direct

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The Reporting Person was awarded 17,074 shares of restricted stock, 442 of which vested on May 31, 2022, and the remaining of which vest in equal monthly installments on the end of each month beginning on June 30, 2022 through December 31, 2022, contingent upon continued service as a member of the board of directors of Great Elm Group, Inc. ("GEG").
F2	The Reporting Person was awarded 17,074 shares of restricted stock in lieu of cash for retainer fees for service on the Registrant's board of directors, 2,820 of which vest on June 30, 2022, and the remaining of which vest in equal quarterly installments on the end of each quarter beginning on September 30, 2022 through December 31, 2022, contingent upon continued service as a member of the board of directors of GEG.

Content

The Reporting Person was awarded 17,074 shares of restricted stock, 442 of which vested on May 31, 2022, and the remaining of which vest in equal monthly installments on the end of each month beginning on June 30, 2022 through December 31, 2022, contingent upon continued service as a member of the board of directors of Great Elm Group, Inc. ("GEG").

The Reporting Person was awarded 17,074 shares of restricted stock in lieu of cash for retainer fees for service on the Registrant's board of directors, 2,820 of which vest on June 30, 2022, and the remaining of which vest in equal quarterly installments on the end of each quarter beginning on September 30, 2022 through December 31, 2022, contingent upon continued service as a member of the board of directors of GEG.