Adam M. Kleinman - 20 Sep 2022 Form 4 Insider Report for Great Elm Group, Inc. (GEG)

Role
President
Signature
/s/ Adam M. Kleinman, attorney-in-fact
Issuer symbol
GEG
Transactions as of
20 Sep 2022
Net transactions value
$0
Form type
4
Filing time
20 Sep 2022, 21:22:32 UTC
Previous filing
17 Jun 2022
Next filing
27 Sep 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GEG Common Stock Award $0 +49,230 +15% $0.000000 387,792 20 Sep 2022 Direct F1
transaction GEG Common Stock Award $0 +100,000 +26% $0.000000 487,792 20 Sep 2022 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Mr. Kleinman was awarded 49,230 shares of restricted stock, one-quarter of which vested on the grant date, September 20, 2022, and the remainder of which vest in equal annual installments on each anniversary of the grant date until September 20, 2025, contingent on continued employment by Great Elm Group, Inc.
F2 Mr. Kleinman was awarded 100,000 shares of restricted stock, which vest on September 20, 2024, contingent on continued employment by Great Elm Group, Inc.