Haiping Dun - 22 Nov 2022 Form 4 Insider Report for ACM Research, Inc. (ACMR)

Role
Director
Signature
/s/ Mark McKechnie, Attorney-in-Fact for Haiping Dun
Issuer symbol
ACMR
Transactions as of
22 Nov 2022
Transactions value $
-$3
Form type
4
Filing time
25 Nov 2022, 16:30:22 UTC
Previous filing
15 Nov 2022
Next filing
02 Dec 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ACMR Class A Common Stock Options Exercise $18,750 +37,500 +4.2% $0.5* 928,120 22 Nov 2022 Direct F1
transaction ACMR Class A Common Stock Tax liability -$18,752 -2,173 -0.23% $8.63 925,947 22 Nov 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ACMR Stock Option Options Exercise $0 -37,500 -12% $0 275,001 22 Nov 2022 Class A Common Stock 37,500 $0.5 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On November 22, 2022, the reporting person exercised, by net exercise, a previously issued stock option to purchase 37,500 shares of Class A Common Stock of the Issuer. The reporting person paid the exercise price on a cashless basis, resulting in the Issuer withholding 2,173 shares of Class A Common Stock for payment of the exercise price, based on the closing price of the Issuer's Class A Common Stock on November 21, 2022 of $8.63, and issuing to the reporting person the remaining 35,327 shares of Class A Common Stock.
F2 The option is fully vested and exercisable.