David Sorkin - 07 Dec 2022 Form 4 Insider Report for KKR & Co. Inc. (KKR)

Role: Chief Legal Officer
Signature: /s/ Christopher Lee, Attorney-in-fact
Issuer symbol: KKR
Transactions as of: 07 Dec 2022
Transactions value $: $0
Form type: 4
Filing time: 09 Dec 2022, 16:20:26 UTC
Previous filing: 17 Aug 2022
Next filing: 03 Mar 2023
SEC: View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	KKR	Restricted Holdings Units	Disposed to Issuer		-150K	-50%		150K	07 Dec 2022	Common Stock	150K		Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	On December 7, 2022, the Board of Directors (the "Board") of KKR & Co. Inc. (the "Company" and together with its subsidiaries, "KKR") approved the vesting of equity awards representing 150,000 shares of the Company's common stock previously granted to David Sorkin, the Company's Chief Legal Officer, pursuant to the Amended and Restated KKR & Co. Inc. 2019 Equity Incentive Plan, on May 1, 2026, without requiring his continued employment with KKR through May 1, 2026. After vesting, these equity awards will be subject to the Company's customary 1- and 2-year transfer restrictions. As part of the Board's approval, the remaining 150,000 equity awards previously granted as part of a 300,000 equity award grant to Mr. Sorkin were immediately forfeited.

Content

On December 7, 2022, the Board of Directors (the "Board") of KKR & Co. Inc. (the "Company" and together with its subsidiaries, "KKR") approved the vesting of equity awards representing 150,000 shares of the Company's common stock previously granted to David Sorkin, the Company's Chief Legal Officer, pursuant to the Amended and Restated KKR & Co. Inc. 2019 Equity Incentive Plan, on May 1, 2026, without requiring his continued employment with KKR through May 1, 2026. After vesting, these equity awards will be subject to the Company's customary 1- and 2-year transfer restrictions. As part of the Board's approval, the remaining 150,000 equity awards previously granted as part of a 300,000 equity award grant to Mr. Sorkin were immediately forfeited.