| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | GECC | Common Stock | Other | -$610K | -50K | -2.71% | $12.19 | 1.79M | 30 Aug 2022 | Direct | F1 |
| transaction | GECC | Common Stock | Other | -$101K | -9.95K | -0.56% | $10.18 | 1.78M | 20 Sep 2022 | Direct | F2 |
| transaction | GECC | Common Stock | Other | -$87.6K | -10.1K | -0.57% | $8.66 | 1.77M | 26 Sep 2022 | Direct | F3 |
| transaction | GECC | Common Stock | Other | -$2M | -200K | -11.29% | $10.00 | 1.57M | 07 Dec 2022 | Direct | F4 |
| transaction | GECC | Common Stock | Other | -$15.5K | -1.87K | -0.12% | $8.31 | 1.57M | 22 Dec 2022 | Direct | F5 |
| Id | Content |
|---|---|
| F1 | On August 30, 2022, Great Elm Group, Inc. ("GEG") transferred 50,000 shares of Great Elm Capital Corp.'s common stock, par value $0.01 per share (the "Common Stock") to Imperial Capital Asset Management, LLC ("ICAM") as partial repayment under a promissory note (the "Seller Note") entered into by Great Elm Capital Management, Inc. ("GECM"), a wholly-owned subsidiary of GEG, and ICAM. |
| F2 | On September 20, 2022, GEG transferred an aggregate of 9,947 shares of Common Stock owned by GEG as vested compensation awards. |
| F3 | On September 26, 2022, GEG transferred an aggregate of 10,116 shares of Common Stock owned by GEG as vested compensation awards. |
| F4 | Between December 7, 2022 and December 13, 2022, GEG transferred an aggregate of 200,000 shares of Common Stock to ICAM as partial repayment under the Seller Note. |
| F5 | On December 22, 2022, GEG transferred an aggregate of 1,866 shares of Common Stock owned by GEG as vested compensation awards. |