Sarah A. Halliday - 20 Mar 2023 Form 4 Insider Report for NBT BANCORP INC (NBTB)

Role
EVP / President Comm Banking
Signature
By: Annette L. Burns, Power of Attorney For: Sarah A. Halliday
Issuer symbol
NBTB
Transactions as of
20 Mar 2023
Transactions value $
$0
Form type
4
Filing time
22 Mar 2023, 19:49:15 UTC
Previous filing
18 Jan 2023
Next filing
14 Feb 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NBTB NBT Bancorp Inc. Common Stock Award $0 +3,081 +15% $0 23,635 20 Mar 2023 Direct F1
transaction NBTB NBT Bancorp Inc. Common Stock Award $0 +3,024 +13% $0 26,659 20 Mar 2023 Direct F2
holding NBTB NBT Bancorp Inc. Common Stock 5,695 20 Mar 2023 401k

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding NBTB Phantom Stock 4,812 20 Mar 2023 NBT Bancorp Inc. 4,812 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Pursuant to NBT Bancorp Inc. Omnibus Performance Unit Agreement, each member of a select group of Management is entitled to receive an award based on Company performance goals in the form of restricted stock units that vest one year following the end of a performance period.
F2 Pursuant to NBT Bancorp Inc. Omnibus Restricted Stock Unit Agreement the grant vests 20% annually.
F3 Each share of phantom stock is deemed invested in one share of NBT Bancorp Inc. common stock pursuant to the terms of the Deferred Compensation Plan.