Rakhi Kumar - 14 Jul 2023 Form 4 Insider Report for Roivant Sciences Ltd. (ROIV)

Role
Chief Accounting Officer
Signature
/s/ Jo Chen, as Attorney-in-Fact for Rakhi Kumar
Issuer symbol
ROIV
Transactions as of
14 Jul 2023
Transactions value $
-$3,505
Form type
4
Filing time
18 Jul 2023, 21:30:27 UTC
Previous filing
24 Jun 2025
Next filing
26 Jul 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ROIV Common Shares Options Exercise $3,466 +535 +0.65% $6.48 82,663 14 Jul 2023 Direct F2
transaction ROIV Common Shares Sale -$6,420 -535 -0.65% $12 82,128 14 Jul 2023 Direct F1, F2
transaction ROIV Common Shares Options Exercise $648 +100 +0.12% $6.48 82,228 18 Jul 2023 Direct F2
transaction ROIV Common Shares Sale -$1,200 -100 -0.12% $12 82,128 18 Jul 2023 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ROIV Stock Option (Right to Buy) Options Exercise $0 -535 -0.51% $0 105,191 14 Jul 2023 Common Shares 535 $6.48 Direct F3
transaction ROIV Stock Option (Right to Buy) Options Exercise $0 -100 -0.1% $0 105,091 18 Jul 2023 Common Shares 100 $6.48 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in column 4 is a weighted average price. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. These sales were effected by the reporting person pursuant to a Rule 10b5-1 trading plan adopted on February 25, 2023.
F2 Includes Common Shares purchased under the Company's Employee Stock Purchase Plan.
F3 Award of stock options to purchase Common Shares with a vesting commencement date of May 20, 2017. The award of stock options is fully vested.