Laurie Goodman - Aug 1, 2023 Form 4 Insider Report for Home Point Capital Inc. (HMPT)

Role
Director
Signature
/s/ Jean Weng, by Power of Attorney
Stock symbol
HMPT
Transactions as of
Aug 1, 2023
Transactions value $
$0
Form type
4
Date filed
8/1/2023, 04:06 PM
Previous filing
Jun 9, 2023
Next filing
May 13, 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HMPT Common Stock Disposed to Issuer -13K -100% 0 Aug 1, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HMPT Restricted Stock Units Disposed to Issuer -26.4K -100% 0 Aug 1, 2023 Common Stock 26.4K Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Laurie Goodman is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 Pursuant to the Agreement and Plan of Merger, dated as of May 10, 2023, by and among Home Point Capital Inc., Mr. Cooper Group Inc. and Heisman Merger Sub, Inc. (the "Merger Agreement"), each share of the Issuer's common stock was exchanged for the right to receive a cash payment of $2.33 without interest, and subject to any required tax withholding.
F2 Pursuant to the Merger Agreement, each of these restricted stock units was automatically vested and cancelled in exchange for a lump sum cash payment of $2.33.
F3 The reported securities were the Issuer's restricted stock units that were vested on the date of the first regularly scheduled meeting of the stockholders of the Issuer in fiscal year 2023 but for which the reporting person previously elected deferred settlement.