| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | PLL | Common Stock, par value $0.0001 | Award | $0 | +1.04K | +6.73% | $0.00 | 16.4K | 15 Aug 2023 | Direct | F1 |
| transaction | PLL | Common Stock, par value $0.0001 | Tax liability | -$20.4K | -460 | -2.8% | $44.25 | 16K | 16 Aug 2023 | Direct | F2 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | Represents performance stock units ("PSUs") originally granted on February 27, 2022 that vested upon the Compensation Committee's certification of the achievement of the NAL Restarted Milestone performance goal, as described in the Issuer's 2023 proxy statement. |
| F2 | The transaction reported reflects the withholding of PSUs in satisfaction of the Reporting Person's tax liability. |