Great Elm Group, Inc. - 20 Sep 2023 Form 4 Insider Report for Great Elm Capital Corp. (GECC)

Role
10%+ Owner
Signature
/s/ Adam M. Kleinman, attorney-in-fact
Issuer symbol
GECC
Transactions as of
20 Sep 2023
Transactions value $
-$245,412
Form type
4
Filing time
22 Sep 2023, 21:13:33 UTC
Previous filing
23 May 2023
Next filing
21 Nov 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GECC Common Stock Other -$245K -26.4K -1.72% $9.31 1.51M 20 Sep 2023 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On September 20, 2023, Great Elm Group, Inc. ("GEG") transferred an aggregate of 26,360 shares of Great Elm Capital Corp.'s common stock, par value $0.01 per share, owned by GEG as vested compensation awards.