Rithm Capital Corp. - 12 Oct 2023 Form 4 Insider Report for Sculptor Capital Management, Inc. (SCU)

Role
10%+ Owner
Signature
Rithm Capital Corp., By: /s/ Nicola Santoro, Jr., Chief Financial Officer
Issuer symbol
SCU
Transactions as of
12 Oct 2023
Transactions value $
$34,487,219
Form type
4
Filing time
13 Oct 2023, 17:30:14 UTC
Next filing
20 Nov 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SCU Class A Common Stock Exercise of in-the-money or at-the-money derivative security $34.5M +4.34M $7.95 4.34M 12 Oct 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SCU Warrants (Right to Buy) Exercise of in-the-money or at-the-money derivative security $0 -4.34M -100% $0.00* 0 12 Oct 2023 Class A Common Stock 4.34M $7.95 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These warrants were fully exercisable.