Wayne Paterson - Mar 5, 2025 Form 4/A - Amendment Insider Report for Anteris Technologies Global Corp. (AVR)

Role
Chief Executive Officer, Director
Signature
/s/ Wayne Paterson
Stock symbol
AVR
Transactions as of
Mar 5, 2025
Transactions value $
-$97,446
Form type
4/A - Amendment
Date filed
3/21/2025, 09:30 AM
Date Of Original Report
Mar 20, 2025
Previous filing
Dec 18, 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AVR Common Stock Options Exercise $1.66M +233K $7.13 233K Mar 5, 2025 See Footnote F1, F2
transaction AVR Common Stock Tax liability -$1.76M -220K -94.59% $7.98 12.6K Mar 5, 2025 See Footnote F1
holding AVR Common Stock 20.3K Mar 5, 2025 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AVR Stock Option Options Exercise $0 -233K -100% $0.00 0 Mar 5, 2025 Common Stock 233K $7.13 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Held by Citibank, N.A. London as custodian for Mr. Paterson.
F2 A total of 220,393 options were exercised and settled in cash, with the net cash equivalent (after taxes, withholdings, and the exercise price) used to cover the exercise of an additional 12,607 options. The issuance of Common Stock was finalized on March 20, 2025.
F3 The option vested in two equal installments on February 8, 2022 and June 24, 2022.

Remarks:

This amendment is being filed to clarify that the shares of common stock received upon exercise are subject to the restrictions in that certain Lock-Up Agreement executed by the reporting person on November 14, 2024 in connection with Anteris Technologies Global Corp.'s initial public offering.