| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | ADMA | Common Stock | Options Exercise | $81K | +15K | +0.73% | $5.40 | 2.08M | Apr 15, 2025 | Direct | F1 |
| transaction | ADMA | Common Stock | Sale | -$322K | -15K | -0.72% | $21.46 | 2.06M | Apr 15, 2025 | Direct | F1, F2 |
| transaction | ADMA | Common Stock | Sale | -$129K | -6K | -0.29% | $21.46 | 2.06M | Apr 15, 2025 | Direct | F1, F2, F3, F4, F5 |
| holding | ADMA | Common Stock | 1.14M | Apr 15, 2025 | See Footnote | F6 | |||||
| holding | ADMA | Common Stock | 581K | Apr 15, 2025 | See Footnote | F7 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | ADMA | Stock Option (right to buy) | Options Exercise | $0 | -15K | -1.75% | $0.00 | 841K | Apr 15, 2025 | Common Stock | 15K | $5.40 | Direct | F1, F8 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | Transaction was effected pursuant to a Rule 10b5-1 trading plan entered into between the reporting person and Fidelity Brokerage Services LLC on December 5, 2024, as previously disclosed by the issuer. |
| F2 | The price reported in Column 4 is the price at which the shares were sold. |
| F3 | Includes, as of the transaction date, (i) 252,022 unvested RSUs granted on February 19, 2025, vesting quarterly on each annual anniversary of the date of grant over four years, subject to the reporting person's continued service as of the applicable vesting date and that will be settled into common stock upon vesting; (ii) 418,296 unvested RSUs granted on February 26, 2024, vesting quarterly on each annual anniversary of the date of grant over four years, subject to the reporting person's continued service as of the applicable vesting date and that will be settled into common stock upon vesting; |
| F4 | (continued from footnote 3) (iii) 286,848 unvested RSUs granted on March 6, 2023 that will vest quarterly on each annual anniversary of the date of grant, over four years, subject to the reporting person's continued service as of the applicable vesting date and that will be settled into common stock upon vesting; |
| F5 | (continued from footnote 4) (iv) 75,000 unvested RSUs granted on March 7, 2022 that will vest quarterly on each annual anniversary of the date of grant, over four years, subject to the reporting person's continued service as of the applicable vesting date and that will be settled into common stock upon vesting; and (v) 1,023,684 shares of common stock owned by the reporting person, which reflects prior purchases and the prior net settlement upon vesting of previously granted RSUs after the withholding of shares to cover applicable taxes. |
| F6 | These shares are owned by Areth, LLC ("Areth"). The reporting person is a control person of Areth. |
| F7 | These shares are owned by Hariden, LLC ("Hariden"). The reporting person is the managing member of Hariden. |
| F8 | The option was granted on February 26, 2024 and vests over four years with 25% of the shares of common stock underlying the option (i.e., 217,737 shares) vesting on February 26, 2025, the one-year anniversary of the date of grant, and the remaining 75% of such shares vesting monthly in equal installments over the next three years, becoming fully vested on February 26, 2028. |