Richard Pulik - Apr 21, 2025 Form 4 Insider Report for Roivant Sciences Ltd. (ROIV)

Role: CFO
Signature: By: /s/ Jo Chen, as Attorney-in-Fact for Richard Pulik
Stock symbol: ROIV
Transactions as of: Apr 21, 2025
Transactions value $: $0
Form type: 4
Date filed: 4/23/2025, 09:00 PM
Previous filing: Apr 1, 2025
Next filing: Apr 30, 2025
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	ROIV	Common Shares	Award	$0	+141K	+53.2%	$0.00	407K	Apr 21, 2025	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	ROIV	Stock Option (Right to Buy)	Award	$0	+180K		$0.00	180K	Apr 21, 2025	Common Shares	180K	$10.04	Direct	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Reflects an award of restricted stock units with respect to Common Shares ("RSUs") with a vesting commencement date of April 20, 2025. These RSUs service-vest as follows: (i) 25% on the date thirteen (13) months from the vesting commencement date; and (ii) in twelve (12) successive equal quarterly installments thereafter, measured from the date thirteen (13) months from the vesting commencement date, subject to the reporting person's continuous service through the applicable vesting date.
F2	Reflects an award of stock options to purchase Common Shares with a vesting commencement date of April 20, 2025. These options vest and become exercisable as follows: (i) 25% on the first anniversary of the vesting commencement date; and (ii) in thirty-six (36) successive equal monthly installments thereafter, measured from the first anniversary of the vesting commencement date, subject to the reporting person's continuous service through the applicable vesting date.

Content

Reflects an award of restricted stock units with respect to Common Shares ("RSUs") with a vesting commencement date of April 20, 2025. These RSUs service-vest as follows: (i) 25% on the date thirteen (13) months from the vesting commencement date; and (ii) in twelve (12) successive equal quarterly installments thereafter, measured from the date thirteen (13) months from the vesting commencement date, subject to the reporting person's continuous service through the applicable vesting date.

Reflects an award of stock options to purchase Common Shares with a vesting commencement date of April 20, 2025. These options vest and become exercisable as follows: (i) 25% on the first anniversary of the vesting commencement date; and (ii) in thirty-six (36) successive equal monthly installments thereafter, measured from the first anniversary of the vesting commencement date, subject to the reporting person's continuous service through the applicable vesting date.