| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Kaplan Caroline Lux | 10%+ Owner | C/O CHRIS ERBLICH, ESQ., 5060 NORTH 40TH STREET, SUITE 250, PHOENIX | /s/ Caroline Lux Kaplan | 13 May 2025 | 0001853834 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | MGPI | Common Stock | Sale | $-454,481 | -13,731 | -2.15% | $33.10 | 623,458 | 09 May 2025 | By Trusts | F1, F2 |
| transaction | MGPI | Common Stock | Sale | $-1,085,854 | -32,500 | -5.21% | $33.41 | 590,958 | 12 May 2025 | By Trusts | F3, F4 |
| Id | Content |
|---|---|
| F1 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.87 to $33.55, inclusive. The reporting person undertakes to provide to MGP Ingredients Inc. (MGPI), any security holder of MGPI, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4. |
| F2 | The shares in these transactions were sold by the Caroline L. Kaplan Revocable Trust dated 12/16/2009 ("Kaplan Trust"), of which Caroline L. Kaplan is the sole trustee, and constituted the sale of all remaining shares held by the Kaplan Trust. Caroline L. Kaplan is also the sole trustee of the Ann S. Lux 2005 Irrevocable Trust FBO Caroline Lux Kaplan dated 9/16/2005 ("Lux 2005 Caroline Trust"). As a result, the 623,458 shares beneficially owned by the Lux 2005 Caroline Trust are included in the aggregate indirect ownership of the reporting person. Accordingly, Caroline L. Kaplan may be deemed to hold sole voting and dispositive power with respect to all of the shares owned by the Kaplan Trust and the Lux 2005 Caroline Trust. |
| F3 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.98 to $33.62, inclusive. The reporting person undertakes to provide to MGP Ingredients Inc. (MGPI), any security holder of MGPI, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (3) to this Form 4. |
| F4 | The shares in these transactions were sold by the Lux 2005 Caroline Trust. As noted above, Caroline L. Kaplan is also the sole trustee of the Kaplan Trust. Following the completion of these sales, 0 shares beneficially owned by the Kaplan Trust and 590,958 shares beneficially owned by the Lux 2005 Caroline Trust are included in the aggregate indirect ownership of the reporting person. Accordingly, Caroline L. Kaplan may be deemed to hold sole voting and dispositive power with respect to all of the shares owned by the Kaplan Trust and the Lux 2005 Caroline Trust. |
The Reporting Person may be deemed to be part of a group due to the entry by certain persons into a Shareholders Agreement dated April 1, 2021 as previously disclosed on the Reporting Person's Form 3/A filing with respect to MGPI dated October 7, 2021. The Reporting Person disclaims beneficial ownership of the shares of the Issuer's common stock reported herein, except to the extent of his pecuniary interest therein.