David Glazek - Jun 4, 2025 Form 4 Insider Report for Turning Point Brands, Inc. (TPB)

Role: Executive Chairman, Director
Signature: /s/ David Glazek
Stock symbol: TPB
Transactions as of: Jun 4, 2025
Transactions value $: $0
Form type: 4
Date filed: 6/4/2025, 06:07 PM
Previous filing: May 5, 2025
SEC: View on sec.gov

Reporting Owners (1)

Name	Relationship	Address	Signature	Signature date	CIK
Glazek David Edward	Executive Chairman, Director	5201 INTERCHANGE WAY, LOUISVILLE	/s/ David Glazek	2025-06-04	0001616437

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	TPB	Forward contract	Other		+78K			78K	Jun 4, 2025	Common Stock	78K		Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	On June 4 2025, the reporting person entered into a financing transaction with an unaffiliated dealer to receive approximately $4.6 million secured by a pledge of up to 78,000 shares of the issuer's common stock (the "Pledged Shares"). On the maturity date of June 5, 2027 the reporting person is obligated to repay the lender in cash or at the reporting person's election to deliver up to 78,000 shares of the Issuer's common stock at a price per share ranging from $66.06 to $86.32 based on the then prevailing market price. The reporting person retains beneficial ownership of the Pledged Shares, including dividend and voting rights.

Content

On June 4 2025, the reporting person entered into a financing transaction with an unaffiliated dealer to receive approximately $4.6 million secured by a pledge of up to 78,000 shares of the issuer's common stock (the "Pledged Shares"). On the maturity date of June 5, 2027 the reporting person is obligated to repay the lender in cash or at the reporting person's election to deliver up to 78,000 shares of the Issuer's common stock at a price per share ranging from $66.06 to $86.32 based on the then prevailing market price. The reporting person retains beneficial ownership of the Pledged Shares, including dividend and voting rights.