| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| COHEN RICHARD M | Director | C/O GREAT ELM CAPITAL CORP., 3801 PGA BOULEVARD, SUITE 603, PALM BEACH GARDENS | /s/ Adam M. Kleinman, attorney-in-fact | 2025-06-11 | 0001075891 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | GECC | Common Stock | Purchase | $10.6K | +1K | $10.64 | 1K | Jun 6, 2025 | Direct | F1 | |
| transaction | GECC | Common Stock | Purchase | $16.1K | +1.5K | +150% | $10.74 | 2.5K | Jun 6, 2025 | Direct | F2 |
| transaction | GECC | Common Stock | Purchase | $16.2K | +1.5K | +60% | $10.83 | 4K | Jun 9, 2025 | Direct | F3 |
| transaction | GECC | Common Stock | Purchase | $27.8K | +2.5K | +62.5% | $11.12 | 6.5K | Jun 9, 2025 | Direct | F4 |
| transaction | GECC | Common Stock | Purchase | $39K | +3.5K | +53.85% | $11.13 | 10K | Jun 10, 2025 | Direct | F5 |
| holding | GECC | Common Stock | 2.61K | Jun 6, 2025 | By Spouse | F6 |
| Id | Content |
|---|---|
| F1 | The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.6115 to $10.6500, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. |
| F2 | The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.7050 to $10.7500, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. |
| F3 | The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.7950 to $10.8400, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. |
| F4 | The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.0500 to $11.1700, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. |
| F5 | The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.1150 to $11.2000, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. |
| F6 | The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of any of the reported shares for purposes of Section 16 or for any other purpose. |