| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Dolsten Mikael | Director | C/O ROCKET PHARMACEUTICALS, INC., 9 CEDARBROOK DRIVE, CRANBURY | /s/ Martin Wilson, as attorney-in-fact for Mikael Dolsten | 18 Jul 2025 | 0001437590 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | RCKT | Common Stock | Award | $0 | +30K | +210.97% | $0.00 | 44.2K | 18 Jun 2025 | Direct | F1, F2 |
| Id | Content |
|---|---|
| F1 | Holdings include 14,220 restricted stock units ("RSUs") that convert to common stock on a one-for-one basis held by the Reporting Person which cliff vest on December 31, 2025. |
| F2 | Represents RSUs that convert to common stock on a one-for-one basis. The RSUs will vest in full on June 18, 2026. |