RODERICK WONG - 18 Jun 2025 Form 4 Insider Report for ROCKET PHARMACEUTICALS, INC. (RCKT)

Signature
/s/ Martin Wilson, as attorney-in-fact for Roderick Wong
Issuer symbol
RCKT
Transactions as of
18 Jun 2025
Transactions value $
$0
Form type
4
Filing time
18 Jul 2025, 16:05:40 UTC
Previous filing
20 Jun 2024

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
WONG RODERICK Director, 10%+ Owner C/O ROCKET PHARMACEUTICALS, INC., 9 CEDARBROOK DRIVE, CRANBURY /s/ Martin Wilson, as attorney-in-fact for Roderick Wong 18 Jul 2025 0001493280

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RCKT Common Stock Award $0 +30K $0.00 30K 18 Jun 2025 Direct F1
transaction RCKT Common Stock Award $0 +17.7K +58.89% $0.00 47.7K 18 Jun 2025 Direct F2
holding RCKT Common Stock 18.2M 18 Jun 2025 See footnote F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents restricted stock units ("RSUs") that convert to common stock on a one-for-one basis. The RSUs will vest in full on June 18, 2026.
F2 Represents RSUs issued to the Reporting Person in lieu of director retainer fees of $50,000. The RSUs will vest in full on June 18, 2026.
F3 Represents shares held by certain investment funds managed by RTW Investments, LP (the "Adviser"). The Reporting Person serves as the Managing Partner and Chief Investment Officer of the Adviser and is a director of the Issuer and Chairman of the Issuer's Board of Directors.