Ajay Banga - Jul 14, 2021 Form 4 Insider Report for Mastercard Inc (MA)

Role: Executive Chairman, Director
Signature: /s/ Craig R. Brown, Assistant Corporate Secretary, attorney-in-fact for Ajaypal S. Banga pursuant to a power of attorney dated September 16, 2014
Stock symbol: MA
Transactions as of: Jul 14, 2021
Transactions value $: -$18,757,033
Form type: 4
Date filed: 7/15/2021, 05:56 PM
Previous filing: May 18, 2021
Next filing: Sep 3, 2021
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	MA	Class A Common Stock	Options Exercise	$4.66M	+60K	+23.28%	$77.72^*	318K	Jul 14, 2021	Direct	F1
transaction	MA	Class A Common Stock	Sale	-$23.4M	-59.9K	-18.85%	$390.34	258K	Jul 14, 2021	Direct	F1, F2
transaction	MA	Class A Common Stock	Sale	-$39.1K	-100	-0.04%	$391.07	258K	Jul 14, 2021	Direct	F1
holding	MA	Class A Common Stock						33.1K	Jul 14, 2021	By Trust (Spouse)
holding	MA	Class A Common Stock						76.1K	Jul 14, 2021	By GRAT
holding	MA	Class A Common Stock						35.5K	Jul 14, 2021	By Trust

Showing 1 to 6 of 6 entries

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	MA	Employee Stock Option (right to buy)	Options Exercise	$0	-60K	-35.84%	$0.00	107K	Jul 14, 2021	Class A Common Stock	60K	$77.72	Direct	F1, F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person for personal financial management purposes on March 12, 2021.
F2	This transaction was executed in multiple trades at prices ranging from $390.00 to $390.91. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3	The reporting person was awarded 297,412 employee stock options on March 1, 2014, which had fully vested.