Raghuvir Malhotra - Apr 11, 2022 Form 3 Insider Report for Mastercard Inc (MA)

Role
Co-President, Intl Markets
Signature
Craig Brown, as attorney-in-fact for Raghu Malhotra, pursuant to a power of attorney dated April 10, 2022.
Stock symbol
MA
Transactions as of
Apr 11, 2022
Transactions value $
$0
Form type
3
Date filed
4/21/2022, 04:39 PM
Next filing
Mar 3, 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding MA Class A Common Stock 11.7K Apr 11, 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding MA Employee Stock Option (right to buy) Apr 11, 2022 Class A Common Stock 2.5K $112.31 Direct F2
holding MA Employee Stock Option (right to buy) Apr 11, 2022 Class A Common Stock 3.36K $173.49 Direct F3
holding MA Employee Stock Option (right to buy) Apr 11, 2022 Class A Common Stock 5.3K $227.25 Direct F4
holding MA Employee Stock Option (right to buy) Apr 11, 2022 Class A Common Stock 3.07K $290.25 Direct F5
holding MA Employee Stock Option (right to buy) Apr 11, 2022 Class A Common Stock 2.07K $362.90 Direct F6
holding MA Employee Stock Option (right to buy) Apr 11, 2022 Class A Common Stock 3.8K $344.48 Direct F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 1,665 unvested restricted stock units (RSUs) granted pursuant to the terms of a stockholder-approved stock plan, which vest as follows: (1) 298 RSUs which will vest in two equal annual installments beginning on March 1, 2023, (2) 398 RSUs which will vest in three equal annual installments beginning on March 1, 2023, and (3) 969 RSUs which will vest in three equal annual installments beginning on March 1, 2023.
F2 The reporting person was awarded 10,008 employee stock options on March 1, 2017, of which 2,502 remain and are fully vested.
F3 The reporting person was awarded 6,724 employee stock options on March 1, 2018, of which 3,362 remain and are fully vested.
F4 The reporting person was awarded 7,072 employee stock options on March 1, 2019. Of the remaining 5,304 employee stock options, 3,536 have vested and 1,768 will vest on March 1, 2023.
F5 The reporting person was awarded 3,073 employee stock options on March 1, 2020. Of these employee stock options, 1,536 have vested and 1,537 will vest in three equal annual installments beginning on March 1, 2023.
F6 The reporting person was awarded 2,072 employee stock options on March 1, 2021. Of these employee stock options, 518 have vested and 1,554 will vest in three equal annual installments.
F7 The reporting person was awarded 3,797 employee stock options on March 1, 2022, which will vest in three equal annual installments beginning on March 1, 2023.

Remarks:

Exhibit 24: Power of Attorney is attached.