RANDALL K. FIELDS - 17 Nov 2025 Form 4 Insider Report for ReposiTrak, Inc. (TRAK)

Role
CHIEF EXECUTIVE OFFICER, Director, 10%+ Owner
Signature
/s/ Randall K. Fields
Issuer symbol
TRAK
Transactions as of
17 Nov 2025
Transactions value $
-$104,788
Form type
4
Filing time
21 Nov 2025, 16:56:00 UTC
Previous filing
12 Nov 2025
Next filing
25 Nov 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
FIELDS RANDALL K CHIEF EXECUTIVE OFFICER, Director, 10%+ Owner 5282 S COMMERCE DRIVE, SUITE D-292, MURRAY /s/ Randall K. Fields 21 Nov 2025 0001143335

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TRAK Common Stock Sale -$14.8K -1K -8% $14.81 11.5K 17 Nov 2025 By RK Fields Charitable 2022, LLC F1, F2
transaction TRAK Common Stock Sale -$63K -4.5K -39.13% $14.01 7K 19 Nov 2025 By RK Fields Charitable 2022, LLC F1, F3
transaction TRAK Common Stock Sale -$26.9K -2K -28.57% $13.47 5K 20 Nov 2025 By RK Fields Charitable 2022, LLC F1, F4
holding TRAK Common Stock 3.68M 17 Nov 2025 Direct
holding TRAK Common Stock 615K 17 Nov 2025 By Riverview Financial Corp.
holding TRAK Common Stock 30.7K 17 Nov 2025 By Spouse
holding TRAK Common Stock 334K 17 Nov 2025 By Fields Management, Inc.
holding TRAK Series B Preferred Stock 229K 17 Nov 2025 By Riverview Financial Corp
holding TRAK Series B Preferred Stock 5.32K 17 Nov 2025 By Spouse
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The reported sale occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person in his capacity as Trustee of the 2022 RK Fields Charitable Remainder Unitrust, the managing member of RK Fields Charitable 2022, LLC. The Trading Plan was established to enable the Reporting Person to meet some of his charitable commitments.
F2 The price reported in Column 4 is a weighted average price.The shares were sold in multiple transactions at prices ranging from $14.60 to $15.10, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3) and (4) to this Form 4.
F3 The price reported in Column 4 is a weighted average price.The shares were sold in multiple transactions at prices ranging from $14.00 to $14.03, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3) and (4) to this Form 4.
F4 The price reported in Column 4 is a weighted average price.The shares were sold in multiple transactions at prices ranging from $13.16 to $14.045, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3) and (4) to this Form 4.