Stephen Christopher Linthwaite - May 20, 2021 Form 4 Insider Report for FLUIDIGM CORP (LAB)

Role
President & CEO
Signature
/s/ Stephen Christopher Linthwaite by Nicholas Khadder, Attorney-in-Fact
Stock symbol
LAB
Transactions as of
May 20, 2021
Transactions value $
-$493,096
Form type
4
Date filed
5/24/2021, 04:09 PM
Next filing
Aug 24, 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LAB Common Stock Options Exercise $0 +7.81K +3.85% $0.00 211K May 20, 2021 Direct
transaction LAB Common Stock Options Exercise $0 +6.88K +3.26% $0.00 218K May 20, 2021 Direct
transaction LAB Common Stock Options Exercise $0 +7.72K +3.55% $0.00 225K May 20, 2021 Direct
transaction LAB Common Stock Options Exercise $0 +155K +68.74% $0.00 380K May 20, 2021 Direct
transaction LAB Common Stock Tax liability -$493K -89.3K -23.48% $5.52 291K May 20, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LAB Restricted Stock Units Options Exercise $0 -7.81K -20% $0.00 31.3K May 20, 2021 Common Stock 7.81K Direct F1, F2
transaction LAB Restricted Stock Units Options Exercise $0 -6.88K -12.5% $0.00 48.2K May 20, 2021 Common Stock 6.88K Direct F1, F3
transaction LAB Restricted Stock Units Options Exercise $0 -7.72K -8.33% $0.00 84.9K May 20, 2021 Common Stock 7.72K Direct F1, F4
transaction LAB Restricted Stock Units Options Exercise $0 -155K -50% $0.00 155K May 20, 2021 Common Stock 155K Direct F1, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock.
F2 On June 11, 2018, the Reporting Person was granted 125,000 Restricted Stock Units vesting as to 1/16th of the total number of shares on August 20, 2018, and as to 1/16th of the total number of shares each quarter thereafter.
F3 On February 19, 2019, the Reporting Person was granted 110,112 Restricted Stock Units vesting as to 1/4th of the total number of shares on February 20, 2020, and as to 1/16th of the total number of shares each quarter thereafter.
F4 On March 10, 2020, the Reporting Person was granted 123,555 Restricted Stock Units vesting as to 1/4th of the underlying shares on February 20, 2021, and as to 1/16th of the total number of shares each quarter thereafter.
F5 On May 23, 2020, the Reporting Person was granted 310,000 Restricted Stock Units vesting as to 1/2 of the total number of shares on May 20, 2021, and as to 1/4th of the total number of shares on each of May 20, 2022 and May 20, 2023.