Frank C. Herringer - Oct 1, 2025 Form 4 Insider Report for SCHWAB CHARLES CORP (SCHW)

Role
Director
Signature
/s/ P. Blake Allen, Attorney-in-fact
Stock symbol
SCHW
Transactions as of
Oct 1, 2025
Transactions value $
$0
Form type
4
Date filed
10/3/2025, 07:15 PM
Previous filing
Jul 3, 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
HERRINGER FRANK C Director 3000 SCHWAB WAY, WESTLAKE /s/ P. Blake Allen, Attorney-in-fact 2025-10-03 0001171694

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SCHW Restricted Stock Units Award +224 +0.15% 150K Oct 1, 2025 Common Stock 224 Direct F1, F2, F3, F4, F5
transaction SCHW Nonqualified Stock Option (right to buy) Award +921 921 Oct 1, 2025 Common Stock 921 $92.25 Direct F6, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") represents a right to receive one share of company stock.
F2 The RSUs were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan.
F3 The RSUs are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors.
F4 The RSUs were received in lieu of cash compensation otherwise payable as director fees.
F5 Includes 420.79 RSUs acquired through dividend reinvestment.
F6 The option was received pursuant to the Plan and vests immediately.
F7 The option was received in lieu of cash compensation otherwise payable as director fees.