ROBERT G. SACHSE - 14 May 2021 Form 4 Insider Report for ALLIANCE RESOURCE PARTNERS LP (ARLP)

Role
Executive Vice President
Signature
/s/ Robert G. Sachse by Kenneth Hemm, pursuant to power of attorney dated April 10, 2013
Issuer symbol
ARLP
Transactions as of
14 May 2021
Transactions value $
$0
Form type
4
Filing time
18 May 2021, 09:00:18 UTC
Next filing
17 Aug 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding ARLP Common unit 204K 14 May 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ARLP Phantom unit Award +1.1K +1.7% 65.9K 14 May 2021 Common unit 1.1K Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 1 for 1
F2 The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.
F3 Not applicable