Carr Bettis - May 28, 2021 Form 4 Insider Report for AUDIOEYE INC (AEYE)

Role
Exec Chrmn/Chrmn of the Board, Director
Signature
/s/ James Spolar, Attorney-in-Fact
Stock symbol
AEYE
Transactions as of
May 28, 2021
Transactions value $
$10,061
Form type
4
Date filed
6/2/2021, 06:07 PM
Previous filing
Jun 25, 2021
Next filing
Jun 21, 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AEYE Common Stock Award $13.3K +714 +0.18% $18.56 408K May 28, 2021 Direct F1
transaction AEYE Common Stock Tax liability -$3.19K -174 -0.04% $18.34 408K May 28, 2021 Direct F2
holding AEYE Common Stock 438K May 28, 2021 CSB IV US Holdings LLC F3
holding AEYE Common Stock 18.6K May 28, 2021 Carr Bettis IRA F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares of common stock issued to Dr. Bettis as the stock portion of his base salary, as provided in his amended employment agreement, pro rated for month of May.
F2 Represents shares withheld to cover withholding taxes associated with the issuance of 714 shares reported above.
F3 Dr. Bettis is deemed to be a beneficial owner of CSB IV US Holdings LLC. Shares shown as held by CSB IV US Holdings LLC include 27,593 shares previously held by the J. Carr & Stephanie V. Bettis Revocable Trust, dated January 1, 2003, which trust was revoked with respect to such shares and such shares were transferred to CSB IV US Holdings LLC.
F4 Dr. Bettis is deemed to be a beneficial owner of Carr Bettis IRA.