Jeannine J. Lane - Oct 29, 2021 Form 4 Insider Report for RESIDEO TECHNOLOGIES, INC. (REZI)

Role
EVP, GC, Corp Sec & CCO
Signature
/s/ Jeannine J. Lane
Stock symbol
REZI
Transactions as of
Oct 29, 2021
Transactions value $
-$189,413
Form type
4
Date filed
11/2/2021, 04:23 PM
Previous filing
Aug 13, 2021
Next filing
Feb 11, 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction REZI Common Stock Options Exercise $0 +14.4K +80.47% $0.00 32.2K Oct 29, 2021 Direct F1
transaction REZI Common Stock Tax liability -$189K -7.63K -23.69% $24.82 24.6K Oct 29, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction REZI Restricted Stock Units Options Exercise $0 -14.4K -50% $0.00 14.4K Oct 29, 2021 Common Stock 14.4K Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 481 shares acquired pursuant to the Issuer's employee stock purchase plan.
F2 Restricted stock units convert into common stock on a one-for-one basis.
F3 On October 29, 2018, the reporting person was granted 28,730 restricted stock units, vesting as to 50% on October 29, 2021 and 50% on October 29, 2022, subject to continued employment.