THOMAS M. WYNNE - 12 Nov 2021 Form 4 Insider Report for ALLIANCE RESOURCE PARTNERS LP (ARLP)

Role
Senior Vice President and COO
Signature
/s/ Thomas M. Wynne by Kenneth Hemm, pursuant to power of attorney dated April 11, 2013
Issuer symbol
ARLP
Transactions as of
12 Nov 2021
Transactions value $
$0
Form type
4
Filing time
16 Nov 2021, 08:51:07 UTC
Previous filing
17 Aug 2021
Next filing
28 Jan 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding ARLP Common units 795,673 12 Nov 2021 Direct F4
holding ARLP Common units 99,745 12 Nov 2021 By Trust F5
holding ARLP Common units 251,291 12 Nov 2021 By Wynne Family LP F6

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ARLP Phantom unit Award +1,089 +1.75% 63,416 12 Nov 2021 Common unit 1,089 Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 1 for 1
F2 The Phantom Units are to be settled in ARLP common units upon the reporting person's death or termination.
F3 Not applicable
F4 Units held by the Thomas M. Wynne Revocable Trust, which Mr. Wynne is trustee.
F5 Units held by the Thomas M. Wynne Family Trust. Thomas P. Wynne is the trustee of the trust.
F6 Units held by Wynne Family LP.