Carr Bettis - Dec 16, 2021 Form 4 Insider Report for AUDIOEYE INC (AEYE)

Role
Exec Chrmn/Chrmn of the Board, Director
Signature
/s/ James Spolar, Attorney-in-Fact
Stock symbol
AEYE
Transactions as of
Dec 16, 2021
Transactions value $
$20,000
Form type
4
Date filed
12/20/2021, 03:32 PM
Previous filing
Dec 2, 2021
Next filing
Jan 4, 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AEYE Common Stock Options Exercise $20K +3.2K +0.75% $6.25 432K Dec 16, 2021 CSB IV US Holdings LLC F1
holding AEYE Common Stock 18.6K Dec 16, 2021 Carr Bettis IRA F2
holding AEYE Common Stock 415K Dec 16, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AEYE Warrants (right to buy) Options Exercise $0 -3.2K -100% $0.00* 0 Dec 16, 2021 Common Stock 3.2K $6.25 CSB IV US Holdings LLC F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Dr. Bettis is deemed to be a beneficial owner of CSB IV US Holdings LLC.
F2 Dr. Bettis is deemed to be the beneficial owner of the Carr Bettis IRA.