Walter C. Keenan - 04 Feb 2022 Form 4 Insider Report for Lument Finance Trust, Inc. (LFT)

Role: Director
Signature: /s/ Michele Halickman attorney-in-fact
Issuer symbol: LFT
Transactions as of: 04 Feb 2022
Net transactions value: +$153,072
Form type: 4
Filing time: 15 Feb 2022, 17:38:21 UTC
Previous filing: 27 Mar 2023
Next filing: 17 May 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	LFT	Common Stock	Exercise of in-the-money or at-the-money derivative security	$153,000	+50,000		$3.06	50,000	11 Feb 2022	By wife
transaction	LFT	Common Stock	Purchase	$0	0	0%	$0.000000^*	41,911	11 Feb 2022	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	LFT	Subscription Rights (right to buy)	Purchase	$72.2	+4,750	+10%	$0.0152^*	50,000	04 Feb 2022	Common Stock	4,750	$3.06	By wife	F1
transaction	LFT	Subscription Rights (right to buy)	Exercise of in-the-money or at-the-money derivative security	$0	-45,250	-100%	$0.000000^*	0	11 Feb 2022	Common Stock	45,250	$3.06	By wife

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Includes 45,250 subscription rights that were distributed by the issuer to the reporting person on January 18, 2022 and subsequently transferred by the reporting person to the reporting person's wife for no consideration.