Jon Kessler - 12 Jan 2022 Form 4 Insider Report for HEALTHEQUITY, INC. (HQY)

Role
President and CEO, Director
Signature
/s/ Jon Kessler
Issuer symbol
HQY
Transactions as of
12 Jan 2022
Transactions value $
$0
Form type
4
Filing time
01 Apr 2022, 16:24:12 UTC
Previous filing
10 Dec 2021
Next filing
05 Apr 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HQY Common Stock Other $0 -4.42K -100% $0.00* 0 12 Jan 2022 by Wife F1
transaction HQY Common Stock Other $0 +4.42K +2.67% $0.00 170K 12 Jan 2022 Direct F1
transaction HQY Common Stock Award $0 +31.8K +18.72% $0.00 202K 30 Mar 2022 Direct F2
holding HQY Common Stock 49K 12 Jan 2022 by Team Gracie Trust F3
holding HQY Common Stock 36.9K 12 Jan 2022 by Team Bear Trust F4
holding HQY Common Stock 100K 12 Jan 2022 by GKF, LLC F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding HQY Stock Option (right to buy) 34.8K 12 Jan 2022 Common Stock 34.8K $41.28 by GKF, LLC F6
holding HQY Stock Option (right to buy) 23.9K 12 Jan 2022 Common Stock 23.9K $61.72 by GKF, LLC F6
holding HQY Stock Option (right to buy) 12.8K 12 Jan 2022 Common Stock 12.8K $73.61 by GKF, LLC F6
holding HQY Stock Option (right to buy) 60K 12 Jan 2022 Common Stock 60K $14.00 by GKF, LLC F6
holding HQY Stock Option (right to buy) 17.4K 12 Jan 2022 Common Stock 17.4K $41.28 Direct F6
holding HQY Stock Option (right to buy) 23.9K 12 Jan 2022 Common Stock 23.9K $61.72 Direct F6
holding HQY Stock Option (right to buy) 38.3K 12 Jan 2022 Common Stock 38.3K $73.61 Direct F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On January 12, 2022, the Reporting Person and his spouse entered into a transmutation agreement pursuant to which the Reporting Person and his spouse agreed that 4,424 shares of common stock currently held as sole and separate property of his spouse would be deemed as community property of the Reporting Person and his spouse.
F2 Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units vested as to 31,788 shares on March 30, 2022.
F3 These securities are held by the Gracie Trust. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
F4 These securities are held by the Bear Trust. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
F5 These securities are held by the GKF, LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
F6 The option is immediately exercisable.
F7 The option is exercisable as to 25,562 shares. The remaining 12,781 options become exercisable on March 26 2023.