Richard Prins - Mar 31, 2025 Form 5 Insider Report for IGC Pharma, Inc. (IGC)

Role
Director
Signature
/s/ Richard Prins
Stock symbol
IGC
Transactions as of
Mar 31, 2025
Transactions value $
$0
Form type
5
Date filed
5/15/2025, 04:11 PM
Previous filing
Dec 11, 2024
Next filing
Jun 4, 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
PRINS RICHARD K Director 10224 FALLS ROAD, POTOMAC /s/ Richard Prins 2025-05-15 0001047579

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction IGC Common Stock Options Exercise $0 +58.3K +5.59% $0.00 1.1M Mar 31, 2025 Direct F1
transaction IGC Common Stock Options Exercise $0 +100K +9.08% $0.00 1.2M Mar 31, 2025 Direct F2
transaction IGC Common Stock Options Exercise $0 +70K +5.83% $0.00 1.27M Mar 31, 2025 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction IGC Restricted Stock Units Options Exercise $0 -58.3K -100% $0.00 0 Mar 31, 2025 Common Stock 58.3K Direct F1, F4
transaction IGC Restricted Stock Units Options Exercise $0 -100K -50% $0.00 100K Mar 31, 2025 Common Stock 100K Direct F2, F4
transaction IGC Restricted Stock Units Options Exercise $0 -70K -33.33% $0.00 140K Mar 31, 2025 Common Stock 70K Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On May 25, 2022, the Reporting Person was granted RSUs subject to vesting equally over three years starting on March 31, 2023.
F2 On June 20, 2023, the Reporting Person was granted RSUs subject to vesting equally over three years starting on March 31, 2024.
F3 On March 13, 2024, the Reporting Person was granted RSUs subject to vesting equally over three years starting March 2025.
F4 Each restricted stock unit represents a right to receive one share of IGC common stock.