RICHARD K. PRINS - 31 Mar 2025 Form 5 Insider Report for IGC Pharma, Inc. (IGC)

Role
Director
Signature
/s/ Richard Prins
Issuer symbol
IGC
Transactions as of
31 Mar 2025
Net transactions value
$0
Form type
5
Filing time
15 May 2025, 16:11:18 UTC
Previous filing
11 Dec 2024
Next filing
04 Jun 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
PRINS RICHARD K Director 10224 FALLS ROAD, POTOMAC /s/ Richard Prins 15 May 2025 0001047579

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction IGC Common Stock Options Exercise $0 +58,333 +5.6% $0.000000 1,101,251 31 Mar 2025 Direct F1
transaction IGC Common Stock Options Exercise $0 +100,000 +9.1% $0.000000 1,201,251 31 Mar 2025 Direct F2
transaction IGC Common Stock Options Exercise $0 +70,000 +5.8% $0.000000 1,271,251 31 Mar 2025 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction IGC Restricted Stock Units Options Exercise $0 -58,333 -100% $0.000000 0 31 Mar 2025 Common Stock 58,333 Direct F1, F4
transaction IGC Restricted Stock Units Options Exercise $0 -100,000 -50% $0.000000 100,000 31 Mar 2025 Common Stock 100,000 Direct F2, F4
transaction IGC Restricted Stock Units Options Exercise $0 -70,000 -33% $0.000000 140,000 31 Mar 2025 Common Stock 70,000 Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On May 25, 2022, the Reporting Person was granted RSUs subject to vesting equally over three years starting on March 31, 2023.
F2 On June 20, 2023, the Reporting Person was granted RSUs subject to vesting equally over three years starting on March 31, 2024.
F3 On March 13, 2024, the Reporting Person was granted RSUs subject to vesting equally over three years starting March 2025.
F4 Each restricted stock unit represents a right to receive one share of IGC common stock.