Jason Reese - Sep 20, 2025 Form 4 Insider Report for Great Elm Group, Inc. (GEG)

Role
Mr. Reese is the Chairman and Chief Executive Officer of the Issuer., Director, 10%+ Owner
Signature
Jason Reese, By: /s/ Jason Reese
Stock symbol
GEG
Transactions as of
Sep 20, 2025
Transactions value $
$0
Form type
4
Date filed
9/23/2025, 06:31 PM
Previous filing
Sep 24, 2024
SEC
View on sec.gov

Reporting Owners (4)

Name Relationship Address Signature Signature date CIK
Reese Jason W. Mr. Reese is the Chairman and Chief Executive Officer of the Issuer., Director, 10%+ Owner C/O IMPERIAL CAPITAL ASSET MANAGEMENT, 3801 PGA BOULEVARD, SUITE 603, PALM BEACH GARDENS Jason Reese, By: /s/ Jason Reese 2025-09-23 0001479613
Imperial Capital Asset Management, LLC 10%+ Owner 3801 PGA BLVD., SUITE 603, PALM BEACH GARDENS Long Ball Partners, LLC, By: Imperial Capital, Asset Management, LLC, its Managing Member, By: /s/ Jason Reese, Chairman & CEO 2025-09-23 0002047704
LONG BALL PARTNERS LLC 10%+ Owner C/O IMPERIAL CAPITAL ASSET MANAGEMENT, 3801 PGA BOULEVARD, SUITE 603, PALM BEACH GARDENS Imperial Capital Asset Management, LLC, By: /s/ Jason Reese, Chairman & CEO 2025-09-23 0001308057
Imperial Capital Group Holdings II, LLC 10%+ Owner 3801 PGA BOULEVARD, SUITE 603, PALM BEACH GARDENS Imperial Capital Group Holdings II, LLC, By: /s/ Jason Reese, its Authorized Signatory 2025-09-23 0001961798

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GEG Common Stock Award $0 +184K +18.51% $0.00 1.18M Sep 20, 2025 Direct F3, F4, F5
holding GEG Common stock, par value $0.01 per share ("Common Stock") 6.38M Sep 20, 2025 See Footnotes F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This Common Stock is held directly by Long Ball Partners, LLC ("Long Ball"), Imperial Capital Asset Management, LLC ("ICAM") and Imperial Capital Group Holdings II, LLC ("ICGH2"). Mr. Reese is portfolio manager to Long Ball and is Chairman and Chief Executive Officer of ICAM, which is the managing member of and investment manager to Long Ball. Mr. Reese is one of the owners of Imperial Capital Group Holdings, LLC, which is the managing member of ICGH2. Mr. Reese has voting and dispositive power over the shares of Common Stock held directly by each of Long Ball, ICAM and ICGH2.
F2 Consists of 5,009,662 shares held directly by Long Ball, 909,084 shares held directly by ICAM, and 460,900 shares held directly by ICGH2.
F3 Each of Mr. Reese, ICAM, Long Ball and ICGH2 disclaims beneficial ownership of the securities reported herein, except to the extent of that person's pecuniary interest.
F4 On September 20, 2025, Jason Reese was awarded 183,823 shares of restricted stock, 25% of which vested on September 20, 2025, with 25% to vest on each of September 20, 2026, September 20, 2027 and September 20, 2028.
F5 Reflects shares directly beneficially owned by Mr. Reese.

Remarks:

Mr. Reese is the Chairman and Chief Executive Officer of the Issuer.