| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Donnell Paul | Chief Accounting Officer | C/O FISCALNOTE HOLDINGS, INC., 1201 PENNSYLVANIA AVE NW, 6TH FL, WASHINGTON | /s/ Todd Aman, Attorney-in-Fact | 26 Sep 2025 | 0001939432 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | NOTE | Class A Common Stock | Sale | $688 | -40 | -0.45% | $17.19* | 8,847 | 06 Jan 2025 | Direct | F1 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | Represents shares of the Issuer's Class A Common Stock sold to satisfy the Reporting Person's tax obligation upon the vesting of 104 restricted stock units in a sell-to-cover transaction pursuant to a Rule 10b5-1 trading plan adopted on May 12, 2023. |
This Form 4 is being filed late due to an inadvertent administrative error. The number of shares and price reported herein have been adjusted and rounded to reflect the 1-for-12 reverse stock split effected by the Issuer on August 29, 2025.