Jonathan Winant Carlon - Sep 30, 2025 Form 3 Insider Report for Neptune Insurance Holdings Inc. (NP)

Role
Director
Signature
/s/ Jonathan Carlon
Stock symbol
NP
Transactions as of
Sep 30, 2025
Transactions value $
$0
Form type
3
Date filed
9/30/2025, 09:04 PM
Next filing
Oct 3, 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Carlon Jonathan Winant Director C/O NEPTUNE INSURANCE HOLDINGS INC., 400 6TH STREET S, SUITE 2, ST. PETERSBURG /s/ Jonathan Carlon 2025-09-30 0002085255

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding NP Common Stock 4.6M Sep 30, 2025 Held by the JWC Irrevocable Trust F1, F2
holding NP Common Stock 511K Sep 30, 2025 Held by the Carlon Family Trust, dated May 7, 2024 F1, F3
holding NP Common Stock 575K Sep 30, 2025 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares of Common Stock will automatically be reclassified as shares of Class A Common Stock on a one-for-one basis upon the filing of the Second Amended and Restated Certificate of Incorporation of the Issuer immediately prior to the closing of the Issuer's initial public offering.
F2 The Reporting Person and Steve Wynne are the trustees of the trust.
F3 The Reporting Person and Alexis Carlon are the trustees of the trust.