Scott E. Garrison - Sep 30, 2025 Form 4 Insider Report for CLEANSPARK, INC. (CLSK)

Role
EVP, Chief Development Officer
Signature
/s/ Scott E. Garrison
Stock symbol
CLSK
Transactions as of
Sep 30, 2025
Transactions value $
$0
Form type
4
Date filed
9/30/2025, 09:26 PM
Previous filing
Sep 9, 2025
Next filing
Dec 5, 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Garrison Scott Eugene EVP, Chief Development Officer 10624 S. EASTERN AVE., SUITE A-638, HENDERSON /s/ Scott E. Garrison 2025-09-30 0002022147

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CLSK Common Stock Options Exercise $0 +33.4K +21.81% $0.00 186K Sep 30, 2025 Direct
transaction CLSK Common Stock Tax liability $0 -14.9K -7.97% $0.00 171K Sep 30, 2025 Direct F1
holding CLSK Common Stock 153K Sep 30, 2025 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CLSK Restricted Stock Units Options Exercise $0 -33.4K -50% $0.00 33.4K Sep 30, 2025 Common Stock 33.4K $0.00 Direct F4
holding CLSK Employee Stock Options (Right to Buy) 20.1K Sep 30, 2025 Common Stock 20.1K $6.00 Direct F2
holding CLSK Employee Stock Options (Right to Buy) 45K Sep 30, 2025 Common Stock 45K $15.69 Direct F3
holding CLSK Restricted Stock Units 66.7K Sep 30, 2025 Common Stock 66.7K $0.00 Direct F4
holding CLSK Restricted Stock Units 24.1K Sep 30, 2025 Common Stock 24.1K $0.00 Direct F5
holding CLSK Restricted Stock Units 396K Sep 30, 2025 Common Stock 396K $0.00 Direct F6
holding CLSK Restricted Stock Units 271K Sep 30, 2025 Common Stock 271K $0.00 Direct F7
holding CLSK Restricted Stock Units 361K Sep 30, 2025 Common Stock 361K $0.00 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares were withheld to cover the Reporting Person's tax liability on an RSU vesting. No sale occurred.
F2 These Options were granted on July 7, 2023 and vest in equal monthly installments over 36 months.
F3 These Options were granted on May 14, 2021 and vested in equal monthly installments over 36 months.
F4 These RSUs vested 50% on September 30, 2025, and the remaining 50% will vest on September 30, 2026.
F5 These RSUs vest in equal quarterly installments on December 3, 2025, February 13, 2026, May 13, 2026, August 13, 2026, December 3, 2026, February 12, 2027, May 13, 2027, August 13, 2027 and December 3, 2027.
F6 These RSUs vest in equal annual installments over three years on September 4, 2026, September 4, 2027, and September 4, 2028.
F7 These RSUs vested 25% on September 9, 2025; the remaining 75% vests in equal semiannual installments over three years on February 13, 2026, September 4, 2026, February 13, 2027, September 4, 2027, February 13, 2028, and September 4, 2028.