| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Lower Harold E. II | EVP - Guaranty Bank & Trust | C/O GUARANTY BANCSHARES, INC., 201 SOUTH JEFFERSON AVE, MOUNT PLEASANT | /s/ Shalene A. Jacobson, as attorney-in-fact | 2025-10-02 | 0001706182 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | GNTY | Common Stock | Disposed to Issuer | -11.8K | -100% | 0 | Oct 1, 2025 | Direct | F1 | ||
| transaction | GNTY | Common Stock | Disposed to Issuer | -30.8K | -100% | 0 | Oct 1, 2025 | By Reporting Owner IRA | F2 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | GNTY | Stock Option (right to buy) | Disposed to Issuer | -5.23K | -100% | 0 | Oct 1, 2025 | Common Stock | 5.23K | $27.47 | Direct | F3, F4 | ||
| transaction | GNTY | Stock Option (right to buy) | Disposed to Issuer | -1.38K | -100% | 0 | Oct 1, 2025 | Common Stock | 1.32K | $23.47 | Direct | F3, F5 | ||
| transaction | GNTY | Stock Option (right to buy) | Disposed to Issuer | -3.14K | -100% | 0 | Oct 1, 2025 | Common Stock | 3K | $27.60 | Direct | F3, F6 |
Harold E. Lower II is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.
| Id | Content |
|---|---|
| F1 | Disposed of pursuant to the Plan and Agreement of Merger, dated as of June 24, 2025, by and among, Guaranty Bancshares, Inc., Guaranty Bank & Trust, N.A., Glacier Bancorp, Inc. ("Glacier"), and Glacier Bank (the "Merger Agreement") in exchange for 11,809 shares of Glacier common stock having a market value of $48.75 per share on the effective date of the merger. |
| F2 | Disposed of pursuant to the Merger Agreement in exchange for 30,779 shares of Glacier common stock having a market value of $48.75 per share on the effective date of the merger. |
| F3 | Adjusted to reflect the payment by Guaranty Bancshares, Inc. on September 23, 2025 of a special cash dividend on its common stock in the amount of $2.30 per share of common stock. |
| F4 | This option, which provided for vesting in five equal annual installments beginning April 30, 2024, became fully vested in connection with the merger and was assumed by Glacier in the merger and replaced with an option to purchase 5,229 shares of Glacier common stock for $27.47 per share. |
| F5 | This option, which provided for vesting in five equal annual installments beginning June 1, 2017, was assumed by Glacier in the merger and replaced with an option to purchase 1,380 shares of Glacier common stock for $23.47 per share. |
| F6 | This option, which provided for vesting in five equal annual installments beginning August 31, 2023, became fully vested in connection with the merger and was assumed by Glacier in the merger and replaced with an option to purchase 3,137 shares of Glacier common stock for $27.60 per share. |