| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Hwang Tim | Director, 10%+ Owner | C/O FISCALNOTE HOLDINGS, INC., 1201 PENNSYLVANIA AVE NW, 6TH FL, WASHINGTON | /s/ Todd Aman, Attorney-in-Fact | 03 Oct 2025 | 0001937743 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | NOTE | Class A Common Stock | Sale | $-18,444 | -4,347 | -1.93% | $4.24 | 220,694 | 03 Sep 2025 | See Footnote | F1, F2 |
| transaction | NOTE | Class A Common Stock | Sale | $-6,101 | -1,438 | -0.65% | $4.24 | 219,256 | 03 Sep 2025 | See Footnote | F2, F3 |
| transaction | NOTE | Class A Common Stock | Sale | $-17,225 | -3,591 | -1.64% | $4.80 | 215,665 | 01 Oct 2025 | See Footnote | F1, F2 |
| transaction | NOTE | Class A Common Stock | Sale | $-5,636 | -1,175 | -0.54% | $4.80 | 214,490 | 01 Oct 2025 | See Footnote | F2, F3 |
| holding | NOTE | Class A Common Stock | 4,109 | 03 Sep 2025 | Direct |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | Represents shares of the Issuer's Class A Common Stock sold to satisfy the reporting person's tax obligation upon the vesting of 7,486 restricted stock units in a sell-to-cover transaction pursuant to a Rule 10b5-1 trading plan adopted on May 16, 2025. |
| F2 | These securities are beneficially owned by Timothy T. Hwang, as Trustee of the Timothy T. Hwang Revocable Trust, originally dated January 10, 2019. The Reporting Person is trustee of this trust. |
| F3 | Represents shares of the Issuer's Class A Common Stock sold to satisfy the reporting person's tax obligation upon the vesting of 2,447 restricted stock units in a sell-to-cover transaction pursuant to a Rule 10b5-1 trading plan adopted on May 16, 2025. |
The numbers of shares and prices reported herein have been adjusted and rounded to reflect the 1-for-12 reverse stock split effected by the Issuer on August 29, 2025.