BSIV Hold 101, LP - Oct 1, 2025 Form 4 Insider Report for Neptune Insurance Holdings Inc. (NP)

Role
10%+ Owner
Signature
BSIV Hold 101, LP, By: BSIV Hold 101 GP, LLC, its GP, By: Bregal Sagemount IV General Partner Jersey Limited, its Sole Member, By: /s/ Colin James Dow, Name: Colin James Dow, Director; /s/ Paul Andrew Bradshaw, Name: Paul Andrew Bradshaw, Director
Stock symbol
NP
Transactions as of
Oct 1, 2025
Transactions value $
-$15,377,306
Form type
4
Date filed
10/3/2025, 05:14 PM
Previous filing
Sep 30, 2025
SEC
View on sec.gov

Reporting Owners (5)

Name Relationship Address Signature Signature date CIK
BSIV Hold 101, LP 10%+ Owner 200 PARK AVENUE, 45TH FLOOR, NEW YORK BSIV Hold 101, LP, By: BSIV Hold 101 GP, LLC, its GP, By: Bregal Sagemount IV General Partner Jersey Limited, its Sole Member, By: /s/ Colin James Dow, Name: Colin James Dow, Director; /s/ Paul Andrew Bradshaw, Name: Paul Andrew Bradshaw, Director 2025-10-03 0002087995
BSIV Hold 101 GP, LLC 10%+ Owner 200 PARK AVENUE, 45TH FLOOR, NEW YORK BSIV Hold 101 GP, LLC, By: Bregal Sagemount IV General Partner Jersey Limited, its Sole Member, By: /s/ Colin James Dow, Name: Colin James Dow, Title: Director, /s/ Paul Andrew Bradshaw, Name: Paul Andrew Bradshaw, Title: Director 2025-10-03 0002087987
Bregal Sagemount IV General Partner Jersey Ltd 10%+ Owner SECOND FLOOR, WINDWARD HOUSE,, LA ROUTE DE LA LIBERATION, ST. HELIER, JERSEY, JERSEY Bregal Sagemount IV General Partner Jersey Limited, By: /s/ Colin James Dow, Name: Colin James Dow, Title: Director, /s/ Paul Andrew Bradshaw, Name: Paul Andrew Bradshaw, Title: Director 2025-10-03 0002087970
Bregal Sagemount Management LP 10%+ Owner 200 PARK AVENUE, 45TH FLOOR, NEW YORK Bregal Sagemount Management LP, By: /s/ Eugene Yoon, Name: Eugene Yoon, Title: Managing Partner 2025-10-03 0001965125
Yoon Gene 10%+ Owner 200 PARK AVENUE, 45TH FLOOR, NEW YORK By: /s/ Michelle Riley, Name: Michelle Riley, as attorney-in-fact for Gene Yoon 2025-10-03 0001814482

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NP Class A Common Stock Sale -$15.4M -820K -4.03% $18.75 19.5M Oct 1, 2025 Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares were sold pursuant to the underwriters' exercise of their over-allotment option in connection with the initial public offering of the Issuer's Class A Common Stock at a price per share equal to the initial public offering price, net of underwriting discounts and commissions. BSIV Hold 101, LP ("BSIV 101") was a selling stockholder in the initial public offering.
F2 The reported securities are held directly by BSIV 101. BSIV 101 is managed by BSIV Hold 101 GP, LLC, its general partner, which is managed by Bregal Sagemount IV General Partner Jersey Limited, its sole member, which is managed by a board of directors and is ultimately 100% owned by Gene Yoon. Bregal Sagemount Management LP, which is majority owned by Gene Yoon, is the investment advisor to BSIV 101.
F3 Each of the reporting persons disclaims beneficial ownership of the reported securities, except to the extent of such reporting person's pecuniary interest therein, if any. The filing of this statement shall not be deemed an admission by any reporting person of beneficial ownership of the reported securities.