Ftv VII, L.P. - Oct 1, 2025 Form 4 Insider Report for Neptune Insurance Holdings Inc. (NP)

Role
10%+ Owner
Signature
FTV VII, L.P., By: FTV Management VII, L.P., its General Partner, By: FTV VII GP, L.L.C., its General Partner, By: /s/ Andy Fleischman, Name: Andy Fleischman, Title: Managing Member
Stock symbol
NP
Transactions as of
Oct 1, 2025
Transactions value $
-$12,712,856
Form type
4
Date filed
10/3/2025, 05:21 PM
Previous filing
Sep 30, 2025

Reporting Owners (4)

Name Relationship Address Signature Signature date CIK
FTV VII, L.P. 10%+ Owner 601 CALIFORNIA STREET, FLOOR 19, SAN FRANCISCO FTV VII, L.P., By: FTV Management VII, L.P., its General Partner, By: FTV VII GP, L.L.C., its General Partner, By: /s/ Andy Fleischman, Name: Andy Fleischman, Title: Managing Member 2025-10-03 0001894163
FTV NE-Aggregator, LLC 10%+ Owner 601 CALIFORNIA STREET, FLOOR 19, SAN FRANCISCO FTV-NE Aggregator, LLC, By: /s/ Andy Fleischman, Name: Andy Fleischman, Title: Managing Member 2025-10-03 0002087488
Growth VII-Centre, L.P. 10%+ Owner 601 CALIFORNIA STREET, FLOOR 19, SAN FRANCISCO Growth VII-Centre, L.P., By: FTV Management VII, L.P., its General Partner, By: FTV VII GP, L.L.C., its General Partner, By: /s/ Andy Fleischman, Name: Andy Fleischman, Title: Managing Member 2025-10-03 0002086942
FTV Management VII, L.P. 10%+ Owner 601 CALIFORNIA STREET, FLOOR 19, SAN FRANCISCO FTV Management VII, L.P., By: FTV VII GP, L.L.C., its General Partner, By: /s/ Andy Fleischman, Name: Andy Fleischman, Title: Managing Member 2025-10-03 0002087425

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NP Class A Common Stock Sale -$12.7M -678K -2.94% $18.75 22.4M Oct 1, 2025 See footnotes F1, F2, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares were sold pursuant to the underwriters' exercise of their over-allotment option in connection with the initial public offering of the Issuer's Class A Common Stock at a price per share equal to the initial public offering price, net of underwriting discounts and commissions. FTV-NE Aggregator, LLC ("FTV-NE Aggregator") and Growth VII-Centre, L.P. ("Growth VII-Centre") were selling stockholders in the initial public offering.
F2 After giving effect to the sales reported in this statement, the shares of Class A Common Stock are directly held as follows: 14,556,518 by FTV VII, L.P. ("FTV VII"), 6,434,159 by FTV-NE Aggregator and 1,359,954 by Growth VII-Centre.
F3 FTV-NE Aggregator is managed by FTV VII, its sole member, which is managed by FTV Management VII, L.P. ("FTV Management"), its general partner. Growth VII-Centre is managed by FTV Management, its general partner.
F4 Each of the reporting persons disclaims beneficial ownership of the reported securities, except to the extent of such reporting person's pecuniary interest therein, if any. The filing of this statement shall not be deemed an admission by any reporting person of beneficial ownership of the reported securities.