James Steiner - Oct 2, 2025 Form 4 Insider Report for Neptune Insurance Holdings Inc. (NP)

Role
CFO and Secretary, Director
Signature
/s/ James Steiner
Stock symbol
NP
Transactions as of
Oct 2, 2025
Transactions value $
$0
Form type
4
Date filed
10/3/2025, 05:39 PM
Previous filing
Sep 30, 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Steiner James CFO and Secretary, Director C/O NEPTUNE INSURANCE HOLDINGS INC., 400 6TH STREET S, SUITE 2, ST. PETERSBURG /s/ James Steiner 2025-10-03 0001629168

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NP Common Stock Other -3.73M -100% 0 Oct 2, 2025 Direct F1
transaction NP Class A Common Stock Other +3.73M 3.73M Oct 2, 2025 Direct F1
transaction NP Class A Common Stock Award $0 +536K +14.36% $0.00 4.27M Oct 2, 2025 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NP Stock Option (right to buy) Other $0 -95.5K -100% $0.00 0 Oct 2, 2025 Common Stock 95.5K $19.00 Direct F1, F3
transaction NP Stock Option (right to buy) Other $0 +95.5K $0.00 95K Oct 2, 2025 Class A Common Stock 95.5K $19.00 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Pursuant to a reclassification exempt under Rule 16b-7, shares of Common Stock were automatically reclassified as shares of Class A Common Stock on a one-for-one basis upon the filing of the Second Amended and Restated Certificate of Incorporation of the Issuer immediately prior to the closing of the Issuer's initial public offering ("IPO").
F2 Represents shares of Class A Common Stock underlying an award of time-based restricted stock units ("RSUs"). The RSUs will vest in equal annual installments over three years, beginning on September 30, 2026, subject to the continuous service of the Reporting Person through each vesting date.
F3 The stock option fully vested upon the closing of (and became exercisable in connection with) the IPO.