| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| GEYGAN JEFFREY RICHART | Interim CEO, Director, 10%+ Owner | 1433 N. WATER STREET, SUITE 400, MILWAUKEE | Jeffrey R. Geygan | 2025-10-21 | 0001733547 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | RMCF | Common Stock | Other | -445 | -0.03% | 1.68M | Oct 17, 2025 | By Global Value Investment Corporation | F1, F2, F3 | ||
| transaction | RMCF | Common Stock | Other | +445 | +0.24% | 185K | Oct 17, 2025 | Direct | F1 | ||
| transaction | RMCF | Common Stock | Purchase | $97.9K | +61.7K | +3.66% | $1.59 | 1.74M | Oct 17, 2025 | By Global Value Investment Corporation | F2, F3, F4 |
| transaction | RMCF | Common Stock | Purchase | $22.1K | +13.8K | +0.79% | $1.61 | 1.76M | Oct 20, 2025 | By Global Value Investment Corporation | F2, F3, F4 |
| transaction | RMCF | Common Stock | Other | -3.39K | -0.19% | 1.75M | Oct 20, 2025 | By Global Value Investment Corporation | F2, F3, F5 |
| Id | Content |
|---|---|
| F1 | These entries correct an inadvertent attribution of 445 shares of shares of common stock, $0.001 par value of Rocky Mountain Chocolate Factory, Inc. previously reported as indirectly owned by Mr. Geygan, to Mr. Geygan's direct ownership. The transaction occurred on October 24, 2024, at a weighted average price of $2.6013 per share, and was originally reported on Mr. Geygan's Form 4, as amended, filed with the U.S. Securities and Exchange Commission on October 25, 2024 (SEC Accession No. 0000950170-24-117400). |
| F2 | These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated entities (collectively, "GVIC"). GVIC is controlled by the reporting person. These securities may be deemed to be beneficially owned by the reporting person because he controls GVIC, and GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager to separate managed accounts and/or investment partnerships. |
| F3 | The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
| F4 | The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. |
| F5 | As of October 20, 2025, certain separately managed accounts terminated their relationship with, and are no longer advised by, GVIC. The positions held in such accounts are therefore no longer included herein. |