James Sklar - Nov 3, 2025 Form 4 Insider Report for Heritage Global Inc. (HGBL)

Role
EVP, Gen Counsel & Secretary
Signature
/s/ James Sklar
Stock symbol
HGBL
Transactions as of
Nov 3, 2025
Transactions value $
-$5,340
Form type
4
Date filed
11/4/2025, 04:00 PM
Previous filing
Oct 2, 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Sklar James Edward EVP, Gen Counsel & Secretary 12625 HIGH BLUFF DRIVE, SUITE 305, SAN DIEGO /s/ James Sklar 2025-11-04 0001641547

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HGBL Common Stock Sale -$5.34K -3.73K -1.32% $1.43 280K Nov 3, 2025 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 This transaction reflects the sale of shares made pursuant to a previously established 10b5-1 plan
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.41 to $1.46, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.