Brendhan Botkin - 07 Nov 2025 Form 3 Insider Report for Phunware, Inc. (PHUN)

Signature
/s/ J. Brendhan Botkin
Issuer symbol
PHUN
Transactions as of
07 Nov 2025
Transactions value $
$0
Form type
3
Filing time
07 Nov 2025, 21:50:03 UTC

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Botkin John Brendhan Vice President, Accounting 502 14TH AVE. N, JACKSONVILLE BEACH /s/ J. Brendhan Botkin 07 Nov 2025 0002095569

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding PHUN Common Stock 12,853 07 Nov 2025 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Reporting Person was granted (i) 4,000 restricted stock units (RSUs) on May 25, 2023, vesting annually over three years (the "May 2023 Grant"), of which two-thirds of the RSUs have vested and (ii) 5,000 RSUs on August 31, 2023, vesting annually over three years (the "August 2023 Grant"), of which two-thirds of the RSUs have vested. The number of shares reported in Table I, Box 2 above of Phunware, Inc. (the "Company") common stock, par value $0.0001 ("Common Stock"), is comprised of (a) 9,854 shares of Common Stock, which includes vested RSUs under the May 2023 Grant and the August 2023 Grant, less shares of Common Stock sold for taxes, (b) the remaining 1,333 RSUs to vest on June 1, 2026 pursuant to the May 2023 Grant, subject to the Reporting Person's continued service with the Company, and (c) the remaining 1,666 RSUs to vest on August 3, 2026 pursuant to the August 2023 Grant, subject to the Reporting Person's continued service with the Company.