ROGER L. DICK - 01 Dec 2025 Form 4 Insider Report for UWHARRIE CAPITAL CORP (UWHR)

Role
President/CEO of UCC
Signature
Roger L. Dick by Tamara M. Singletary, EVP, Uwharrie Capital Corp
Issuer symbol
UWHR
Transactions as of
01 Dec 2025
Transactions value $
$0
Form type
4
Filing time
02 Dec 2025, 12:43:42 UTC
Previous filing
19 Nov 2024
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
DICK ROGER L President/CEO of UCC PO BOX 338, ALBEMARLE Roger L. Dick by Tamara M. Singletary, EVP, Uwharrie Capital Corp 02 Dec 2025 0001255676

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UWHR Common Stock Other $0 +80 +2.98% $0 2,762 01 Dec 2025 Direct F1, F2, F3
transaction UWHR Common Stock Other $0 +2,682 +3% $0 92,105 01 Dec 2025 Direct F2, F3, F4
transaction UWHR Common Stock Other $0 +277 +3% $0 9,516 01 Dec 2025 Direct F2, F3, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Held by Cede & Co., Depository for Pershing LLC Safekeeper for Roger L. Dick
F2 Shares acquired as a result of a three (3%) stock dividend paid to shareholders of Uwharrie Capital Corp on 12-01-2025 as of Record Date 11-10-2025. No fractional shares were issued. Shareholders were paid cash in lieu of fractional shares.
F3 No money was paid by the shareholder(s) for the acquired shares. The shares were acquired as a result of a three (3%) stock dividend paid to shareholders of Uwharrie Capital Corp on 12-01-2025 as of Record Date 11-10-2025.
F4 Held by charles SCHWAB, Uwharrie Retirement Committee Trustee, Uwharrie Capital Corp Employee 401K FBO Roger L. Dick
F5 Held by Cede & Co., Depository for IRA FBO Roger L. Dick Pershing LLC as Custodian