Manoj Jain - 03 Sep 2025 Form 4 Insider Report for FiscalNote Holdings, Inc. (NOTE)

Role
Director, 10%+ Owner
Signature
/s/ Todd Aman, Attorney-in-Fact
Issuer symbol
NOTE
Transactions as of
03 Sep 2025
Transactions value $
$0
Form type
4
Filing time
03 Dec 2025, 21:51:15 UTC
Previous filing
04 Jun 2025
Next filing
03 Dec 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Jain Manoj Director, 10%+ Owner C/O FISCALNOTE HOLDINGS, INC., 1201 PENNSYLVANIA AVE NW, 6TH FL, WASHINGTON /s/ Todd Aman, Attorney-in-Fact 03 Dec 2025 0001829173

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NOTE Class A Common Stock Award $0 +1.48K +3.19% $0.00 47.9K 03 Sep 2025 Direct F1
holding NOTE Class A Common Stock 50.5K 03 Sep 2025 By Maso Capital Offshore Limited F2
holding NOTE Class A Common Stock 2.36M 03 Sep 2025 By Maso Capital Partners Limited F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares of Class A Common Stock were granted to the reporting person as compensation for the reporting person's service as a non-management director of the Issuer in lieu of a quarterly cash retainer.
F2 The shares are held of record by Duddell Street Holdings Limited ("Duddell"), a Cayman Islands limited liability company. Maso Capital Offshore Limited ("Maso"), a Cayman Islands limited liability company, is the sole member and manager of Duddell and is the beneficial owner of the shares held of record by Duddell. Maso is beneficially owned and controlled by Manoj Jain, Sohit Khurana and Allan Finnerty.
F3 Of the 2,358,955 shares reported herein, 287,526 shares are held of record by Maso Capital Investments Limited ("MCIL"), 1,487,897 shares are held of record by Blackwell Partners LLC - Series A ("BPL") and 583,532 shares are held of record by Star V Partners LLC ("SVPL"). Maso Capital Partners Limited ("MCPL"), a Hong Kong limited liability company, is the investment manager of each of MCIL, BPL and SVPL and has sole voting and investment power with respect to the shares held of record by MCIL, BPL and SVPL. MCPL is beneficially owned and controlled by Manoj Jain and Sohit Khurana, each of whom may be deemed to have beneficial ownership over these shares. Each such person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

Remarks:

On August 29, 2025, the Issuer effected a 1-for-12 reverse split of the Issuer's Class A Common Stock, resulting in proportionate adjustments to the number of shares of Class A Common Stock beneficially owned by the reporting person.