Jeffrey Douglas - Apr 5, 2024 Form 4 Insider Report for POTBELLY CORP (PBPB)

Role
SVP, Chief Information Officer
Signature
/s/ Jeffrey Douglas
Stock symbol
PBPB
Transactions as of
Apr 5, 2024
Transactions value $
-$133,313
Form type
4
Date filed
4/8/2025, 06:09 PM
Previous filing
Apr 3, 2024
Next filing
Apr 8, 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PBPB Common Stock Award $0 +11.6K +7.56% $0.00 165K Apr 5, 2024 Direct F1, F2
transaction PBPB Common Stock Options Exercise $0 +38.1K +23.04% $0.00 204K Apr 4, 2025 Direct
transaction PBPB Common Stock Tax liability -$110K -11.2K -5.49% $9.81 192K Apr 4, 2025 Direct F3
transaction PBPB Common Stock Tax liability -$10K -1.14K -0.59% $8.82 191K Apr 5, 2025 Direct F4
transaction PBPB Common Stock Tax liability -$13.8K -1.52K -0.8% $9.05 190K Apr 7, 2025 Direct F5
transaction PBPB Common Stock Award $0 +13.8K +7.28% $0.00 203K Apr 7, 2025 Direct F6

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PBPB Performance Stock Units Award $0 +11.6K $0.00 11.6K Apr 5, 2024 Common Stock 11.6K Direct F1, F7
transaction PBPB Performance Stock Units Options Exercise -19.1K -100% 0 Apr 4, 2025 Common Stock 19.1K Direct F7, F8
transaction PBPB Performance Stock Units Award $0 +13.8K $0.00 13.8K Apr 7, 2025 Common Stock 13.8K Direct F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents restricted stock units and performance stock units granted to the Reporting Person on April 5, 2024 which were inadvertently not reported when granted.
F2 Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. These restricted stock units vest in equal installments on April 5, 2025, April 5, 2026 and April 5, 2027.
F3 Shares withheld for payment of tax liability upon vesting of the performance stock units granted on April 1, 2022.
F4 Shares withheld for payment of tax liability upon vesting of the restricted stock units granted on April 5, 2024.
F5 Shares withheld for payment of tax liability upon vesting of the restricted stock units granted on April 7, 2023.
F6 Represents an award of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. These restricted stock units vest in equal installments on April 7, 2026, April 7, 2027 and April 7, 2028.
F7 Represents an award of performance stock units which vest based on performance versus certain metrics as described in the award agreement. Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock.
F8 The performance stock units vested at 200% of the target award amount and were settled in shares of the Issuer's common stock pursuant to the terms of the award agreement.