CRISTIANO R. AMON - 01 Oct 2021 Form 4 Insider Report for QUALCOMM INC/DE (QCOM)

Role
President & CEO
Signature
By: David Zuckerman, Attorney-in-Fact For: Cristiano R. Amon
Issuer symbol
QCOM
Transactions as of
01 Oct 2021
Net transactions value
-$3,122,247
Form type
4
Filing time
05 Oct 2021, 16:21:32 UTC
Previous filing
27 Sep 2021
Next filing
17 Nov 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction QCOM Common Stock Options Exercise $0 +17,928 +35% $0.000000 68,872 01 Oct 2021 Direct F1
transaction QCOM Common Stock Options Exercise $0 +21,053 +31% $0.000000 89,925 01 Oct 2021 Direct
transaction QCOM Common Stock Options Exercise $0 +12,295 +14% $0.000000 102,220 01 Oct 2021 Direct
transaction QCOM Common Stock Tax liability $994,156 -7,724 -7.6% $128.71 94,496 01 Oct 2021 Direct
transaction QCOM Common Stock Tax liability $1,343,475 -10,438 -11% $128.71 84,058 01 Oct 2021 Direct
transaction QCOM Common Stock Tax liability $784,616 -6,096 -7.3% $128.71 77,962 01 Oct 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction QCOM Restricted Stock Unit Options Exercise $0 -17,928 -100% $0.000000* 0 01 Oct 2021 Common Stock 17,928 Direct F2, F3
transaction QCOM Restricted Stock Unit Options Exercise $0 -21,054 -50% $0.000000 21,055 01 Oct 2021 Common Stock 21,054 Direct F2, F4
transaction QCOM Restricted Stock Unit Options Exercise $0 -12,295 -33% $0.000000 24,591 01 Oct 2021 Common Stock 12,295 Direct F2, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 114 and 77 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2021 and July 31, 2021, respectively.
F2 Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.
F3 The Restricted Stock Units (and allocable dividend equivalents) vested in equal one-third amounts on October 1, 2019, 2020 and 2021.
F4 These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2020, 2021 and 2022.
F5 These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2021, 2022 and 2023.