David Portnoy - 10 May 2021 Form 4 Insider Report for CRYO CELL INTERNATIONAL INC (CCEL)

Role
Chairman, Co-CEO, Director
Signature
/s/ David Portnoy
Issuer symbol
CCEL
Transactions as of
10 May 2021
Transactions value $
$14,412
Form type
4
Filing time
12 May 2021, 17:00:49 UTC
Next filing
18 May 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CCEL Common Stock Purchase $3.86K +457 +0.47% $8.45 97.2K 10 May 2021 By 401K
transaction CCEL Common Stock Purchase $858 +100 +0.02% $8.58 512K 11 May 2021 Direct
transaction CCEL Common Stock Purchase $842 +100 +0.02% $8.42 512K 12 May 2021 Direct
transaction CCEL Common Stock Purchase $8.85K +1K +0.2% $8.85 513K 12 May 2021 Direct
holding CCEL Common Stock 103K 10 May 2021 By Spouse
holding CCEL Common Stock 153K 10 May 2021 By Corporation F1
holding CCEL Common Stock 15.6K 10 May 2021 as Custodian for Daughter
holding CCEL Common Stock 9.97K 10 May 2021 As Custodian for Son F2
holding CCEL Common Stock 59K 10 May 2021 By LLC
holding CCEL Common Stock 199K 10 May 2021 By IRA
holding CCEL Common Stock 55.2K 10 May 2021 By Corporation
holding CCEL Common Stock 11.3K 10 May 2021 As Custodian for Son
holding CCEL Common Stock 11.2K 10 May 2021 As Custodian for Son
holding CCEL Common Stock 10.8K 10 May 2021 As Custodian for Son
holding CCEL Common Stock 9.12K 10 May 2021 As Custodian for Daughter

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding CCEL Stock Option 200K 10 May 2021 Common Stock 200K $1.72 Direct
holding CCEL Stock Option 100K 10 May 2021 Common Stock 100K $2.90 Direct
holding CCEL Stock Option 70.3K 10 May 2021 Common Stock 70.3K $3.14 Direct F3
holding CCEL Stock Option 23.6K 10 May 2021 Common Stock 23.6K $7.92 Direct F4
holding CCEL Stock Option 26.2K 10 May 2021 Common Stock 26.2K $7.53 Direct F5
holding CCEL Stock Option 23.6K 10 May 2021 Common Stock 23.6K $7.28 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares of Common Stock held by Mayim Investment Limited Partnership as is David I. Portnoy my be deemed the beneficial owner as the managing member and owner of Mayim Management, LLC, which is the general partner of Mayim Management Limited Partnership, which is the general partner of Mayim Investment Limited Partnership.
F2 Shares of Common Stock held by uTIPu, Inc., as to which David I. Portnoy may be deemed the beneficial owner as the Chairman of the Board and Secretary.
F3 Stock options vest 1/3 on the date of grant, 1/3 on December 1, 2016 and 1/3 on December 1, 2017.
F4 Stock Options will vest 1/3 on the date of grant, 1/3 on December 1, 2018 and 1/3 on December 1, 2019.
F5 Stock options will vest 1/3 on the date of grant, 1/3 on December 1, 2019 and 1/3 on December 1, 2020.
F6 Stock options will vest 1/3 on the date of grant, 1/3 on December 1, 2020 and 1/3 on December 1, 2021.